NIST AI RMF & SOC 2 for Financial Services AI Playbook – Excel XLSX

BENEFITS OF THIS DOWNLOADABLE EXCEL DOCUMENT

1. 64 professional files with 349+ spreadsheet tabs and 2,730+ data rows
2. 210 scored assessment questions across 7 domain areas
3. 9 operational runbooks and checklists ready for immediate use

ARTIFICIAL INTELLIGENCE EXCEL DESCRIPTION

NIST AI RMF & SOC 2 for Financial Services AI Playbook is an Excel template (XLSX) with a supplemental Zip archive file document available for immediate download upon purchase.

NIST AI RMF and SOC 2 Implementation Playbook for Financial Services AI Governan

64 professional files (6 PDFs + 58 Excel workbooks) | 349+ spreadsheet tabs | 2,730+ rows of structured content | 11 organised folders

The NIST AI Risk Management Framework is the de facto reference for structured AI risk programmes in the United States and increasingly beyond. Its four functions, Govern, Map, Measure, and Manage, sound straightforward but require dozens of practical artefacts to operationalise across real teams and real systems. This playbook translates the framework into a working programme you can stand up and sustain.

WHAT YOU GET: A THREE-PHASE JOURNEY

Phase 1: Diagnose. Seven domain assessments (30 questions each, 210 total) score your maturity across AI Governance Strategy, Risk Identification and Mapping, Model Risk Management, and related areas. You can complete the Quick Scan diagnostic in under an hour and know exactly where the biggest gaps and opportunities sit.

Phase 2: Set Goals. Five PM template workbooks with roadmaps, RACI matrices, milestone trackers, risk registers, and stakeholder communication plans. These lock in scope, timeline, and accountability before a single line of implementation work starts, which is consistently where programmes succeed or stall.

Phase 3: Implement. Nine operational runbooks and checklists covering deployment, incident response, vendor and third-party handling, and handover and integration. Every runbook is built to be followed by a working team, not read and filed. Pro tips, example rows, and common-mistake callouts give you the benefit of hard-won practitioner experience from the first day.

7 DOMAIN ASSESSMENTS (210 QUESTIONS)
•  AI Governance Strategy
•  Risk Identification and Mapping
•  Model Risk Management
•  Data Governance and Privacy
•  Security and Resilience
•  Operational Control and Monitoring
•  Compliance and Audit Readiness

9 OPERATIONAL RUNBOOKS
•  AI Control Integration Checklist
•  AI Incident Response Playbook
•  AI Model Risk Assessment Runbook
•  AI System Lifecycle Checklist
•  AI Vendor Onboarding and Offboarding Checklist
•  Chief AI Officer Task Guide
•  Data Scientist Operational Checklist
•  Model Deployment Handoff Protocol

The full kit also includes a practitioner-grade library of PM forms spanning all five PMBOK process groups, KPI dashboards, risk and compliance registers, and reference cards. Every template comes pre-populated with domain-specific example data so your team can start editing, not staring at blank rows. You get a consistent operating system across diagnostic, planning, delivery, and sustainment, which is how mature programmes compound improvement year over year.

WHO THIS IS FOR: Enterprise AI programme leaders, chief data and analytics officers, transformation directors, and delivery teams implementing AI at scale.

Aligned with NIST AI RMF and AICPA SOC 2.

Instant download. Start your first assessment within the hour.

Source: Best Practices in Artificial Intelligence Excel: NIST AI RMF & SOC 2 for Financial Services AI Playbook Excel (XLSX) Spreadsheet, Gerard Blokdijk