ISO 37301:2021 (Compliance Management Systems) Awareness (PowerPoint PPTX)

ISO 37301:2021 is an international standard designed and formulated to help organizations implement a robust Compliance Management System (CMS).

The standard specifies requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining and improving an effective CMS within an organization.

A CMS provides organizations a structured approach to meet all compliance obligations, i.e., requirements that they mandatorily have to comply with such as laws, regulations, court rulings, permits, licenses, as well as those that they voluntarily choose to comply with such as internal policies and procedures, codes of conduct, standards, and agreements with communities or NGOs.

This presentation can be used to brief your employees so as to create awareness of compliance best practices. The material can be integrated with your organization's management system standards training program. It includes the what and why of ISO 37301, the CMS clause structure, and offers practical tips on how to handle an audit session.

LEARNING OBJECTIVES

1. Provide background knowledge on ISO 37301
2. Gain an overview of ISO 37301 structure
3. Understand the ISO 37301 certification process
4. Describe the audit approach and learn useful tips on handling an audit session

CONTENTS

1. OVERVIEW OF ISO 37301
•  About ISO
•  What are Standards?
•  Introduction to Compliance Management
•  What is Compliance?
•  Why is Compliance Management Important?
•  What is ISO 37301?
•  What is the Purpose of ISO 37301?
•  Who is ISO 37301 For?
•  How Does ISO 37301 Relate to ISO 37001?
•  What is the Difference Between ISO 37301 and ISO 19600?
•  How Does ISO 37301 Work?
•  Benefits of ISO 37301
•  Advantages of ISO 37301 Certification
•  Getting Started to Setting Up a CMS

2. ISO 37301 STRUCTURE
•  Annex L – Implications
•  Overview of Annex L
•  High-level Structure (HLS)
•  HLS: The Same Core Elements
•  The ISO 37301 Structure is Based on the ISO HLS for MSS
•  The Plan-Do-Check-Act (PDCA) Process Model
•  PDCA and ISO 37301 Clause Structure
•  Elements of a Compliance Management System
•  ISO 37301 Key Clause Structure (4-10)
•  Context of the Organization
•  Leadership
•  Planning
•  Support
•  Operation
•  Performance Evaluation
•  Improvement

3. ISO 37301 CERTIFICATION
•  Becoming ISO 37301 Certified
•  ISO 37301 Certification Process
•  Audit Findings

4. HANDLING AN AUDIT SESSION
•  Rights of Auditee
•  Rights of Auditor
•  How to Handle the Audit Session?
•  Auditee's Conduct
•  Do's
•  Don'ts

APPENDIX
•  ISO 37301:2021 Detailed Clause Structure

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