Wealth Management Risk Function Build-Out for Chief Risk Playbook – Excel XLSX

BENEFITS OF THIS DOWNLOADABLE EXCEL DOCUMENT

1. 64 professional files with 349+ spreadsheet tabs and 2,730+ data rows
2. 210 scored assessment questions across 7 domain areas
3. 9 operational runbooks and checklists ready for immediate use

WEALTH MANAGEMENT EXCEL DESCRIPTION

Wealth Management Risk Function Build-Out for Chief Risk Playbook is an Excel template (XLSX) with a supplemental Zip archive file document available for immediate download upon purchase.

Your financial institution is navigating regulatory complexity, legacy technology debt, and competitive pressure simultaneously. Compliance gaps create supervisory risk, manual processes slow decision-making, and transformation initiatives lack the structure to deliver measurable results.

Financial services consulting runs $300 to $700 per hour. A full implementation programme costs $200,000 to $600,000. This playbook delivers the same structured methodology and practitioner-grade tools for a fraction of that investment.

WHAT IS INSIDE: 135 PROFESSIONAL FILES

This is not a course, not a workbook, not a set of slides. This is 135 practitioner-grade tools (6 PDFs + 55 Excel workbooks) organised across 11 folders, built for professionals who need to implement, not just learn.

THREE-PHASE IMPLEMENTATION JOURNEY

Phase 1 – Get your bearings (02_Self_Assessment_and_Diagnostics): Start with the Quick Scan diagnostic PDF for a fast executive-level overview. Then work through the RDMAICS Scoring Dashboard and Maturity Radar to understand exactly where you are across all 7 domains. No guesswork, just data.

Phase 2 – Set concrete goals (03_Requirements_and_Goal_Setting): Use the Project Charter and Scope Statement to lock in what success looks like. The RACI Matrix and Requirements Traceability Matrix ensure every stakeholder knows their role and every requirement is tracked to completion.

Phase 3 – Implement, track, and sustain (05_Project_Management_Forms onwards): Work through a comprehensive library of PM form templates covering all five PMBOK process groups: Initiating, Planning, Executing, Monitoring and Controlling, and Closing. Every template is pre-configured for immediate use.

210 ASSESSMENT QUESTIONS ACROSS 7 DOMAINS

Each domain contains 30 scored questions with automated maturity scoring. Run your first assessment in under an hour and know exactly where you stand.

•  Risk Governance Design
•  Regulatory Compliance Framework
•  Investment Risk Management
•  Credit and Counterparty Risk
•  Operational Resilience
•  Technology and Data Risk
•  Model Risk Management

8 OPERATIONAL RUNBOOKS AND CHECKLISTS

Not theory. Not concepts. Step-by-step operational procedures your team can execute from day one.

•  Client Suitability Due Diligence Checklist
•  Cybersecurity Incident Response Playbook
•  Model Validation Lifecycle Handoff Protocol
•  Regulatory Examination Preparation Checklist
•  Risk Report Production and Distribution Workflow
•  Stress Testing Cycle Operations Checklist
•  Third Party Vendor Risk Onboarding to Exit Checklist
•  Wealth Risk Function Onboarding Runbook

WHO BUYS THIS

•  Professionals implementing wealth management risk function buildout who need structure, not another generic guide
•  Consultants who want to deliver a professional-grade engagement without building every tool from scratch
•  Team leads and managers who need to demonstrate progress to leadership with real metrics
•  Compliance officers and auditors who need documented, defensible processes

WHAT MAKES THIS DIFFERENT

•  135 files, not a single PDF. This is a complete implementation toolkit.
•  210 scored assessment questions across 7 domains. Know exactly where you stand in under an hour.
•  8 operational runbooks. Not theory, step-by-step procedures your team can execute immediately.
•  Built by practitioners with 25 years of enterprise experience across 692 frameworks.
•  Used by professionals in 160+ countries.

Instant download. Open the first assessment. Score your organisation. Know exactly where to start.

Stop spending months building what already exists. Stop paying consultants $300/hour to create templates you could have today.

Source: Best Practices in Wealth Management Excel: Wealth Management Risk Function Build-Out for Chief Risk Playbook Excel (XLSX) Spreadsheet, Gerard Blokdijk