100+ Private Equity (PE) SOPs (Excel XLSX)

BENEFITS OF THIS EXCEL DOCUMENT

1. Provides a comprehensive, institutional-grade framework for designing, executing, and scaling end-to-end Private Equity operations across the full fund lifecycle.
2. Delivers a standardized, audit-ready SOP structure that enables faster execution, stronger governance, and reduced operational, investment, and compliance risk.
3. Equips PE firms with a repeatable operating system to professionalize decision-making, align teams, and meet LP, IC, and regulatory expectations with confidence.

PRIVATE EQUITY EXCEL DESCRIPTION

This product (100+ Private Equity [PE] SOPs) is an Excel template (XLSX), which you can download immediately upon purchase.

Curated by McKinsey-trained Executives

🚨 150-SOP PRIVATE EQUITY OPERATING SYSTEM

The Most Comprehensive Private Equity SOP Library Ever Built (Excel Template)

Stop building SOPs from scratch. Stop relying on tribal knowledge. Stop risking LP capital with undocumented processes.

This is a battle-tested, end-to-end Private Equity SOP Library covering the entire PE fund lifecycle – from Fund Formation to Exit, from Deal Sourcing to Value Creation, from Compliance to LP Reporting.

Designed for:
•  Private Equity Funds
•  Growth Equity Firms
•  Search Funds
•  Family Offices
•  Fundless Sponsors
•  Institutional Investment Teams

Delivered as a clean, editable Excel SOP Master Template – ready to deploy, customize, and scale.


💎 WHAT YOU GET (NO FLUFF. ALL EXECUTION.)

✔ 150 Institutional-Grade SOPs
✔ Excel-Based SOP System (easy to customize, audit-ready)
✔ Built for LP, IC, Auditor & Regulator Scrutiny
✔ Covers Front, Middle & Back Office
✔ Eliminates Key-Man & Process Risk
✔ Immediately Deployable


📊 EACH SOP IS FULLY BUILT WITH:

Every single SOP in this library includes ALL of the following sections:
•  Purpose
•  Scope
•  Owner / Responsible Role
•  Inputs (Required Information & Documents)
•  Process Steps (Detailed Workflow)
•  Outputs / Deliverables
•  KPIs / Success Metrics
•  Risks & Internal Controls
•  Review Frequency

This is not theory.
This is how institutional PE firms actually operate.


🔥 FULL SOP LIBRARY
1. Fund Formation & Structuring
1. Fund Strategy Definition SOP
2. Legal Structure Selection SOP
3. Fund Jurisdiction Analysis SOP
4. GP/LP Economic Alignment SOP
5. Fund Documentation Drafting SOP
6. Side Letter Management SOP
7. Fund Term Negotiation SOP
8. Regulatory Registration SOP
9. Fund Closing Execution SOP
10. Fund Launch Governance SOP

2. Capital Raising & Investor Relations
11. Investor Targeting SOP
12. Fundraising Pipeline Management SOP
13. LP Due Diligence Support SOP
14. Data Room Management SOP
15. Pitch Deck Development SOP
16. Roadshow Execution SOP
17. Subscription Agreement Processing SOP
18. Capital Commitment Tracking SOP
19. LP Communication SOP
20. Ongoing Investor Reporting SOP

3. Deal Sourcing & Origination
21. Deal Sourcing Strategy SOP
22. Proprietary Deal Generation SOP
23. Banker Relationship Management SOP
24. Intermediary Deal Review SOP
25. Inbound Opportunity Screening SOP
26. Deal Funnel Management SOP
27. Initial Opportunity Qualification SOP
28. Sector Coverage SOP
29. Market Mapping SOP
30. Deal Origination Governance SOP

4. Investment Screening & IC Process
31. Initial Investment Screening SOP
32. Investment Thesis Development SOP
33. Preliminary Financial Review SOP
34. Strategic Fit Assessment SOP
35. Risk Flag Identification SOP
36. Deal Scoring Framework SOP
37. Investment Committee Memo SOP
38. IC Meeting Management SOP
39. Investment Approval Workflow SOP
40. IC Decision Documentation SOP

5. Financial Modeling & Valuation
41. LBO Model Construction SOP
42. Operating Model Development SOP
43. Valuation Methodology SOP
44. Comparable Company Analysis SOP
45. Precedent Transaction Analysis SOP
46. Sensitivity Analysis SOP
47. Scenario Modeling SOP
48. Return Waterfall Modeling SOP
49. Valuation Committee Review SOP
50. Model Validation & QA SOP

6. Due Diligence (Commercial, Financial, Legal)
51. Due Diligence Planning SOP
52. Commercial Diligence SOP
53. Financial Due Diligence SOP
54. Legal Due Diligence SOP
55. Tax Due Diligence SOP
56. Operational Due Diligence SOP
57. Technology Due Diligence SOP
58. ESG Due Diligence SOP
59. Third-Party Advisor Coordination SOP
60. Diligence Findings Integration SOP

7. Transaction Structuring & Execution
61. Deal Structure Design SOP
62. Equity & Debt Structuring SOP
63. Term Sheet Negotiation SOP
64. Purchase Agreement Review SOP
65. Financing Arrangement SOP
66. Closing Conditions Management SOP
67. Funds Flow SOP
68. Transaction Closing SOP
69. Post-Closing Adjustments SOP
70. Deal Documentation Archiving SOP

8. Portfolio Onboarding & 100-Day Planning
71. Portfolio Company Onboarding SOP
72. Management Alignment SOP
73. Governance Framework Setup SOP
74. Board Composition SOP
75. KPI Definition SOP
76. 100-Day Plan Development SOP
77. Synergy Identification SOP
78. Reporting Cadence Setup SOP
79. Value Creation Roadmap SOP
80. Integration Risk Management SOP

9. Portfolio Monitoring & Performance Management
81. Portfolio Reporting SOP
82. Monthly Financial Review SOP
83. Budget Review SOP
84. Variance Analysis SOP
85. Board Meeting Management SOP
86. Covenant Monitoring SOP
87. Performance Benchmarking SOP
88. Early Warning Indicator SOP
89. Management Incentive Monitoring SOP
90. Portfolio Health Assessment SOP

10. Value Creation & Operational Improvement
91. Operational Excellence Initiative SOP
92. Cost Optimization SOP
93. Revenue Growth Strategy SOP
94. Pricing Optimization SOP
95. M&A Add-on Strategy SOP
96. Talent Management SOP
97. Digital Transformation SOP
98. Supply Chain Optimization SOP
99. Working Capital Improvement SOP
100. ESG Value Creation SOP

11. Risk Management & Compliance
101. Enterprise Risk Framework SOP
102. Investment Risk Assessment SOP
103. Regulatory Compliance SOP
104. AML/KYC SOP
105. Conflicts of Interest SOP
106. Insider Information SOP
107. Whistleblower Policy SOP
108. Business Continuity SOP
109. Cybersecurity Oversight SOP
110. Compliance Monitoring SOP

12. Fund Accounting & Finance Operations
111. Capital Call Processing SOP
112. Distribution Waterfall SOP
113. NAV Calculation SOP
114. Fair Value Measurement SOP
115. Expense Allocation SOP
116. Fee & Carry Calculation SOP
117. Treasury Management SOP
118. Audit Coordination SOP
119. Tax Filing Coordination SOP
120. Financial Controls SOP

13. Reporting & LP Communications
121. Quarterly Investor Reporting SOP
122. Annual Report Preparation SOP
123. Capital Account Statement SOP
124. Portfolio Valuation Reporting SOP
125. ESG Reporting SOP
126. Ad Hoc LP Requests SOP
127. Regulatory Reporting SOP
128. Performance Attribution SOP
129. Transparency Disclosure SOP
130. Data Accuracy Verification SOP

14. Exit Planning & Execution
131. Exit Strategy Development SOP
132. Exit Readiness Assessment SOP
133. Banker Selection SOP
134. Vendor Due Diligence SOP
135. IPO Preparation SOP
136. Strategic Sale Process SOP
137. Secondary Sale SOP
138. Exit Valuation SOP
139. Exit IC Approval SOP
140. Distribution Execution SOP

15. Firm Management & Governance
141. Firm Governance Framework SOP
142. Partner Compensation SOP
143. Talent Recruitment SOP
144. Performance Review SOP
145. Knowledge Management SOP
146. IT Systems Management SOP
147. Data Room Governance SOP
148. Vendor Management SOP
149. Brand & Reputation Management SOP
150. Succession Planning SOP


🚀 WHY THIS SOP LIBRARY WINS
✅ LP-Ready
✅ Audit-Defensible
✅ Scales Across Funds & Strategies
✅ Reduces Execution & Compliance Risk
✅ Built for Real PE Operators – Not Consultants

This is not a document pack.
This is your Private Equity Operating System.


⚡ BUY ONCE. DEPLOY FOREVER. SCALE WITHOUT CHAOS.


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Source: Best Practices in Private Equity Excel: 100+ Private Equity (PE) SOPs Excel (XLSX) Spreadsheet, SB Consulting