ISO/IEC 42001 AI Management System for Financial Services Playbook – Excel XLSX

BENEFITS OF THIS DOWNLOADABLE EXCEL DOCUMENT

1. 64 professional files with 349+ spreadsheet tabs and 2,730+ data rows
2. 210 scored assessment questions across 7 domain areas
3. 9 operational runbooks and checklists ready for immediate use

IEC 42001 EXCEL DESCRIPTION

ISO/IEC 42001 AI Management System for Financial Services Playbook is an Excel template (XLSX) with a supplemental Zip archive file document available for immediate download upon purchase.

ISOIEC 42001 AI Management System Implementation Playbook for Financial Services

64 professional files (6 PDFs + 58 Excel workbooks) | 349+ spreadsheet tabs | 2,730+ rows of structured content | 11 organised folders

ISO/IEC 42001 is the first certifiable AI management system standard and is rapidly becoming a baseline expectation for buyers, investors, and regulators. Implementing it takes more than a policy document: leadership commitment, risk-based controls, documented procedures, and evidence of continuous improvement all have to be in place. This playbook gives you the tools to scope, build, operate, and audit an AIMS without reinventing every artefact.

WHAT YOU GET: A THREE-PHASE JOURNEY

Phase 1: Diagnose. Seven domain assessments (30 questions each, 210 total) score your maturity across AI Governance Leadership, AI Governance Strategy, Risk Management Framework, and related areas. You can complete the Quick Scan diagnostic in under an hour and know exactly where the biggest gaps and opportunities sit.

Phase 2: Set Goals. Five PM template workbooks with roadmaps, RACI matrices, milestone trackers, risk registers, and stakeholder communication plans. These lock in scope, timeline, and accountability before a single line of implementation work starts, which is consistently where programmes succeed or stall.

Phase 3: Implement. Nine operational runbooks and checklists covering deployment, incident response, governance reviews, and handover and integration. Every runbook is built to be followed by a working team, not read and filed. Pro tips, example rows, and common-mistake callouts give you the benefit of hard-won practitioner experience from the first day.

7 DOMAIN ASSESSMENTS (210 QUESTIONS)
•  AI Governance Leadership
•  AI Governance Strategy
•  Risk Management Framework
•  Stakeholder Engagement
•  AIMS Scope and Planning
•  Model Lifecycle Control
•  AI Risk Management

9 OPERATIONAL RUNBOOKS
•  AI Ethics Review Board Handoff Protocol
•  AI Governance Committee Meeting Runbook
•  AI Incident Response Protocol
•  AI Incident Response and Escalation Protocol
•  AI Model Change Control Protocol
•  AI Model Development and Deployment Runbook
•  AI System Deployment Runbook
•  AI System Integration Checklist
•  Cross Domain Integration Checklist

The full kit also includes a practitioner-grade library of PM forms spanning all five PMBOK process groups, KPI dashboards, risk and compliance registers, and reference cards. Every template comes pre-populated with domain-specific example data so your team can start editing, not staring at blank rows. You get a consistent operating system across diagnostic, planning, delivery, and sustainment, which is how mature programmes compound improvement year over year.

WHO THIS IS FOR: Enterprise AI programme leaders, chief data and analytics officers, transformation directors, and delivery teams implementing AI at scale.

Aligned with leading industry standards and PMBOK project management practice.

Instant download. Start your first assessment within the hour.

Source: Best Practices in IEC 42001 Excel: ISO/IEC 42001 AI Management System for Financial Services Playbook Excel (XLSX) Spreadsheet, Gerard Blokdijk