Corporate Audit Toolkit (1 of 4) (Excel XLS)

Summary: This is the first audit tool of a set of 4 audit tools. It contains 3 spreadsheets:
1. Assessment Questionnaires
2. Corporate Key Performance Indicators (KPIs)
3. Additional Resources
The objective of these tools is to assist and support managers and auditors to review the controls (policies, procedures, plans, practices, etc.) of a corporate entity in order to improve its business operating aspects.

Detail Contents
Set 1. Corporate Governance Audit Questionnaires

Overview: This spreadsheet contains five questionnaires of over seventy-seven questions on several aspects of corporate governance (e.g., control framework, ethics, fraud management, etc.).
Contents

1. Internal Controls Framework Assessment Questionnaire
2. Corporate Ethics Policy Assessment Questionnaire
3. Corporate Fraud Management Assessment Questionnaire
4. Internal Controls Effectiveness Assessment Questionnaire
5. Internal Controls Readiness-Strategy Assessment Questionnaire (Organizational Strategy, Strategic and Operational Controls Culture, Performance Measurement and Monitoring System, Human Resource Issues)

Set 2. Strategic Management Audit Questionnaires

Overview: This spreadsheet contains five questionnaires of over fifty-two questions on several aspects of strategic control (e.g., strategy, risk, vision and mission, etc.).
Contents

1. Overall Corporate Strategy Assessment Questionnaire
2. Corporate Vision, Mission, and Values Statements Assessment Questionnaire
3. Risk Management Assessment Questionnaire
4. Performance Management Assessment Questionnaire
5. Strategic Plan Assessment Questionnaire