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BENEFITS OF DOCUMENT
Summary: This is the first audit tool of a set of 4 audit tools. It contains 3 spreadsheets:
1. Assessment Questionnaires
2. Corporate Key Performance Indicators (KPIs)
3. Additional Resources
The objective of these tools is to assist and support managers and auditors to review the controls (policies, procedures, plans, practices, etc.) of a corporate entity in order to improve its business operating aspects.
Set 1. Corporate Governance Audit Questionnaires
Overview: This spreadsheet contains five questionnaires of over seventy-seven questions on several aspects of corporate governance (e.g., control framework, ethics, fraud management, etc.).
1. Internal Controls Framework Assessment Questionnaire
2. Corporate Ethics Policy Assessment Questionnaire
3. Corporate Fraud Management Assessment Questionnaire
4. Internal Controls Effectiveness Assessment Questionnaire
5. Internal Controls Readiness-Strategy Assessment Questionnaire (Organizational Strategy, Strategic and Operational Controls Culture, Performance Measurement and Monitoring System, Human Resource Issues)
Set 2. Strategic Management Audit Questionnaires
Overview: This spreadsheet contains five questionnaires of over fifty-two questions on several aspects of strategic control (e.g., strategy, risk, vision and mission, etc.).
1. Overall Corporate Strategy Assessment Questionnaire
2. Corporate Vision, Mission, and Values Statements Assessment Questionnaire
3. Risk Management Assessment Questionnaire
4. Performance Management Assessment Questionnaire
5. Strategic Plan Assessment Questionnaire
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Source: Best Practices in Audit Management Excel: Corporate Audit Toolkit (1 of 4) Excel (XLS) Spreadsheet, John Kyriazoglou
ABOUT THE AUTHOR: JOHN KYRIAZOGLOU
John Kyriazoglou obtained a certificate in computer programming and data processing from a technical college, in Hamilton, Canada, a (Hon.) in Computer Science and with a minor in Economics from the University of Toronto, Canada, also earning a Scholastic award for Academic Excellence in Computer Science.
John has worked in Canada, Europe (England, Switzerland, Luxembourg, Greece, etc.) and the Middle East for over 35 years, as a Managing Disrector, Senior IT manager, IT auditor, Group EDP Internal Audit Manager and senior management consultant, in a variety of clients and projects, in both the private and the public sectors. He has published over 20 articles in professional publications, has served in numerous scientific committees, is a member of the Institute for Internal Controls, Inc. (), and other professional and cultural associations, and is giving courses on IT Auditing, Security and Electronic Crime Prevention.
John has authored several books, such as: (1) 'IT STRATEGIC & OPERATIONAL CONTROLS’, published: 2010 by IT GOVERNANCE, (), (2) ‘Corporate Strategic and Operational Controls’, with Dr. Frank Nasuti, , CPA, CICA, CFE and with contribution by Christos Kyriazoglou, , See also his blog: and
other works at:SSRN Free Publications:
John Kyriazoglou has published 19 additional documents on Flevy.
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